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National Futures Association

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NFA chief responsibilities include registering firms and individuals who want to do business in the derivatives industry, monitoring trades, taking disciplinary actions against members who don't follow the rules, creating rules and best practices, providing member education through workshops,
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One of the NFA's main functions is to provide up-to-date information to all member, subscribers, investors and the regulators. The NFA News section provides links to the latest NFA enforcement actions, press releases, notices to members, updated rule submissions, testimonies and more.
221:, independent regulatory organization. NFA does not operate any markets and is not a trade association. NFA is financed from membership dues and assessment fees, and membership is mandatory for many market participants. 173:
Registration Screening, Rulemaking, Rule Compliance, Rules Enforcement, Member Education, Market Regulation, Investor Protection, Investor Resources, Investor Outreach, Dispute Resolution, Arbitration
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The NFA is governed by a board of directors. The board meets four times a year. NFA's board also elects individuals for NFA Committees.
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July 7, 2021: NFA Adopts CPO Reporting Requirement for Distress Events: Compliance Rule 2-50 in effect as of June 30, 2021
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webinars and conferences, mediating member and customer disputes, and providing investor education and protection.
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New Outsourced Compliance Guidance – Implications for CFTC-Registered Private Fund Managers
340: 217:). NFA is headquartered in Chicago and maintains an office in New York City. NFA is a 214: 416: 296: 318: 285: 24: 307: 218: 371: 128: 233:(CFTC) in September 1981 and began regulatory operations in 1982. 210: 365: 18: 181: 229:
The National Futures Association (NFA) was created by the
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United States self-regulatory organization for derivatives
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Financial regulatory authorities of the United States
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to it so that it can be listed with similar articles.
177: 169: 151: 143: 135: 49:. Unsourced material may be challenged and removed. 8: 121: 127: 120: 433:Non-profit organizations based in Chicago 147:320 South Canal, #2400, Chicago, IL 60606 109:Learn how and when to remove this message 209:, retail off-exchange foreign currency ( 267: 205:industry, including on-exchange traded 7: 428:Commodity Futures Trading Commission 231:Commodity Futures Trading Commission 47:adding citations to reliable sources 381:needs additional or more specific 122:National Futures Association (NFA) 14: 438:Organizations established in 1982 286:Commodity and Exchange Commission 370: 23: 34:needs additional citations for 58:"National Futures Association" 1: 199:self-regulatory organization 191:National Futures Association 275:Registration and Membership 454: 126: 246:Member News and Notices 213:) and OTC derivatives ( 330:NFA Board of Directors 43:improve this article 201:(SRO) for the U.S. 182:www.nfa.futures.org 123: 163:Gerald F. Corcoran 411: 410: 394:adding categories 349:External Articles 308:What the NFA Does 187: 186: 119: 118: 111: 93: 445: 406: 403: 397: 374: 366: 343: 338: 332: 327: 321: 319:News and Notices 316: 310: 305: 299: 294: 288: 283: 277: 272: 237:Responsibilities 160:, President, CEO 158:Thomas W. Sexton 131: 124: 114: 107: 103: 100: 94: 92: 51: 27: 19: 453: 452: 448: 447: 446: 444: 443: 442: 413: 412: 407: 401: 398: 387: 375: 351: 346: 339: 335: 328: 324: 317: 313: 306: 302: 295: 291: 284: 280: 273: 269: 265: 257: 248: 239: 227: 161: 154: 115: 104: 98: 95: 52: 50: 40: 28: 17: 12: 11: 5: 451: 449: 441: 440: 435: 430: 425: 415: 414: 409: 408: 378: 376: 369: 364: 363: 358: 350: 347: 345: 344: 341:NFA Committees 333: 322: 311: 300: 289: 278: 266: 264: 261: 256: 253: 247: 244: 238: 235: 226: 223: 185: 184: 179: 175: 174: 171: 167: 166: 155: 152: 149: 148: 145: 141: 140: 137: 133: 132: 117: 116: 31: 29: 22: 15: 13: 10: 9: 6: 4: 3: 2: 450: 439: 436: 434: 431: 429: 426: 424: 421: 420: 418: 405: 395: 391: 385: 384: 379:This article 377: 373: 368: 367: 362: 359: 356: 353: 352: 348: 342: 337: 334: 331: 326: 323: 320: 315: 312: 309: 304: 301: 298: 293: 290: 287: 282: 279: 276: 271: 268: 262: 260: 254: 252: 245: 243: 236: 234: 232: 224: 222: 220: 216: 212: 208: 204: 200: 196: 192: 183: 180: 176: 172: 168: 164: 159: 156: 150: 146: 142: 138: 134: 130: 125: 113: 110: 102: 91: 88: 84: 81: 77: 74: 70: 67: 63: 60: –  59: 55: 54:Find sources: 48: 44: 38: 37: 32:This article 30: 26: 21: 20: 402:January 2022 399: 380: 336: 325: 314: 303: 292: 281: 270: 258: 249: 240: 228: 194: 190: 188: 144:Headquarters 105: 99:January 2017 96: 86: 79: 72: 65: 53: 41:Please help 36:verification 33: 297:NFA History 203:derivatives 417:Categories 383:categories 357:at JDSupra 263:References 255:Governance 219:non-profit 153:Key people 69:newspapers 197:) is the 390:help out 170:Products 388:Please 225:History 207:futures 178:Website 165:, Chair 136:Founded 83:scholar 85:  78:  71:  64:  56:  215:swaps 211:forex 90:JSTOR 76:books 189:The 139:1982 62:news 392:by 195:NFA 45:by 419:: 404:) 400:( 386:. 193:( 112:) 106:( 101:) 97:( 87:· 80:· 73:· 66:· 39:.

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"National Futures Association"
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Thomas W. Sexton
Gerald F. Corcoran
www.nfa.futures.org
self-regulatory organization
derivatives
futures
forex
swaps
non-profit
Commodity Futures Trading Commission
Registration and Membership
Commodity and Exchange Commission
NFA History
What the NFA Does
News and Notices
NFA Board of Directors
NFA Committees
New Outsourced Compliance Guidance – Implications for CFTC-Registered Private Fund Managers

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