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NFA chief responsibilities include registering firms and individuals who want to do business in the derivatives industry, monitoring trades, taking disciplinary actions against members who don't follow the rules, creating rules and best practices, providing member education through workshops,
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One of the NFA's main functions is to provide up-to-date information to all member, subscribers, investors and the regulators. The NFA News section provides links to the latest NFA enforcement actions, press releases, notices to members, updated rule submissions, testimonies and more.
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Registration
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The NFA is governed by a board of directors. The board meets four times a year. NFA's board also elects individuals for NFA Committees.
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July 7, 2021: NFA Adopts CPO Reporting
Requirement for Distress Events: Compliance Rule 2-50 in effect as of June 30, 2021
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New
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Financial regulatory authorities of the United States
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109:Learn how and when to remove this message
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41:Please help
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297:NFA History
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417:Categories
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357:at JDSupra
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255:Governance
219:non-profit
153:Key people
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225:History
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