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American Bar Association Model Rules of Professional Conduct

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subjects attorneys to discipline for violations of "the rules of professional conduct or responsibility in effect in the state or other jurisdiction in which the attorney maintains his or her principal office." The First Circuit does the same, but also holds attorneys to the rules of conduct for the
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One major overhaul began in 1997, when the ABA formed the "Ethics 2000 Commission" to review the MRPC in its entirety. This review was prompted by increasing levels of variation in states' implementations of the MRPC as well as the impact of technological developments and other changes in the modern
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Finding it infeasible to modernize the rules via a set of amendments to the existing Model Code, the Commission developed various drafts of a new set of rules, and collecting feedback from a wide range of stakeholders. It issued a Proposed Final Draft in May 1981, which the ABA House of Delegates
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That second Commission convened in 2014, with a goal of submitting new rules to the Supreme Court by March 2017. The new Commission's goals were similar to those of the first, but noted that in some cases the MRPC could be a guide in the quest to reduce differences between California and other
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formed a Commission for the Revision of the Rules of Professional Conduct tasked with considering intervening changes in the law and the findings of the ABA's Ethics 2000 Commission. The new Commission's goals included reducing ambiguities, protecting the public and the integrity of the legal
531:(ABA) formed the Kutak Commission (formally the Commission on Evaluation of Professional Standards) for the purpose of evaluating the adequacy of the existing ethics rules, including the Model Code of Professional Responsibility. Chaired by Robert J. Kutak, co-founder of the law firm 1285: 501:), in 1964 asked that a Special Committee be formed to review the Canons. While the Canons were still viewed as "sound in substance", they had come to be seen as disorganized, dated, and "not an effective teaching instrument" for lawyers. The result of this effort was the 1512: 1314: 552:
with numbered rules and supplemental comments discussing each rule. The Commission argued that this format would be familiar to lawyers and would clearly delineate the "black-letter Rules" from the helpful but nonbinding "interpretive guidance" in the comments.
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requirement that "a lawyer shall exercise independent professional judgment and render candid advice," are adopted without modification by the vast majority of jurisdictions. On the other hand, some of the more detailed rules, such as
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In 1908, the ABA's Committee on Code of Professional Ethics delivered the "Canons of Professional Ethics", which set forth general principles and responsibilities for members of the legal profession. The Canons drew heavily from the
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The MRPC is organized into eight major categories of rules (numbered 1 through 8), each of which contains up to 18 individual rules within, numbered using a decimal point to denote the hierarchy and organization of rules.
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After the 1983 adoption of the MRPC, the ABA's Standing Committee on Ethics and Professional Responsibility has regularly reviewed the MRPC and proposed various amendments to the House of Delegates.
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entered an administrative order on the 70 proposed rules which approved 27 rules in full, approved 42 rules with modifications, and rejected only one rule. The rules took effect on November 1, 2018.
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discussed and debated over the course of the following two years. With some amendments, the House of Delegates adopted the new Model Rules of Professional Conduct at its August 1983 annual meeting.
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As of March 2020, the most recent amendment to the MRPC was in August 2018, when the House of Delegates approved changes to Model Rule 7 concerning attorney advertising and client solicitation.
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In the course of the drafting process and debate, the Kutak Commission recommended, and the House of Delegates approved, that for ease of use the MRPC be set forth in a format akin to the
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practice of law. The Ethics 2000 Commission proposed various amendments to the MRPC, covering topics such as attorneys' communications with clients and third parties, confidentiality,
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Because the MRPC does not itself have the force of law, it relies on regulators at the state level to adopt it in full or in part, potentially with state-specific modifications.
202: 2332: 2269: 1946:. Center for Professional Responsibility (American Bar Association) ( ed.). Chicago: Center for Professional Responsibility, American Bar Association. 2006. pp. x–xi. 239:) to adopt, while leaving room for state-specific adaptations. All fifty states and the District of Columbia have adopted legal ethics rules based at least in part on the MRPC. 751: 2201: 1900:. Center for Professional Responsibility (American Bar Association) ( ed.). Chicago: Center for Professional Responsibility, American Bar Association. 2006. pp. ix. 2021:. Center for Professional Responsibility (American Bar Association) ( ed.). Chicago: Center for Professional Responsibility, American Bar Association. 2006. pp. x. 1808:. Center for Professional Responsibility (American Bar Association) ( ed.). Chicago: Center for Professional Responsibility, American Bar Association. 2006. pp. v. 789: 628:
Until recently, California had not adopted the MRPC. California's recent changes to largely adopt the MRPC came out of a lengthy effort to overhaul the state's ethics rules.
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In addition to the text of the rules, each rule is followed by a series of "Comments" which are not rules per se, but provide guidance to help attorneys interpret the rules.
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that operate in multiple states explicitly adopt some or all of the MRPC either for attorney conduct in general or for certain specific purposes. These courts include:
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Service: Lawyers should endeavor to provide a certain amount of legal services free of charge to persons, organizations, or causes in need of representation.
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cited several of the Rules to support the general proposition that an attorney must not assist a client in "conduct that the lawyer knows to be illegal or
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profession, and avoiding "unnecessary differences between California and other states." The Commission eventually proposed rules revisions to the state
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occasionally mentions the MRPC when considering cases that involve attorney conduct in some way. For example, in 1986, the Court in
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The MRPC is part of a series of attempts by the American legal profession to develop a centralized authority on legal ethics.
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4.2: No-Contact Rule; if a person has an attorney, other attorneys should not communicate directly with that person.
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that are not confined to a single state refer to or explicitly follow the MRPC in their opinions, court rules, or
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states. The State Bar ultimately submitted its new proposal to the California Supreme Court on March 30, 2017.
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state "in which the attorney is acting at the time of the misconduct" as well as the rules of the state of the
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are typically required to demonstrate knowledge of the MRPC by achieving a sufficiently high score on the
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remained an outlier until November 2018, when new ethics rules modeled after the MRPC went into effect.
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appearing before the court to certify in writing their familiarity and intent to comply with the MRPC.
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of client information. Note that these confidentiality requirements overlap with but are distinct from
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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A legislative history : the development of the ABA model rules of professional conduct, 1982-2005
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Noting that the last overhaul of the California ethics rules was in 1992, in the early 2000s the
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do not use the MRPC, but instead defer to state rules of professional conduct. For example, the
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demands not only that attorneys comply with the "letter and spirit" of the MRPC, but that its
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5.5: Unauthorized Practice of Law: Attorneys cannot practice law without being properly
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incorporate the MRPC into their rules of practice and procedure. For example, the
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8.3: Duty to report certain violations of legal ethics rules by a lawyer or judge.
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2.1: Attorney's role as a candid advisor on topics within and outside of the law.
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Adopts the MRPC "as the rules of conduct for members of the Bar of this Court."
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Although the MRPC does not have binding effect on its own, some courts and
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in 2012, but the Court responded with a request that the State Bar form a
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unable to afford representation under the Criminal Justice Act of 1964.
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Provides that the court may discipline attorneys who violate the MRPC.
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A.B.A. Standing Comm. on Ethics & Prof'l Responsibility (2018).
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requires attorneys practicing before it to conform to the MRPC. The
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Attorneys are subject to multiple sets of rules including the MRPC.
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are subject to standards of conduct "consistent with" the MRPC.
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or otherwise authorized to practice within a given jurisdiction.
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3.4: Responsibility for cooperation and fair dealing with other
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Adopts the MRPC as the "disciplinary standard for practice".
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appearing before the court to "have knowledge of" the MRPC.
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are numbered so as to closely map to their MRPC analogues.
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Demands conformity with MRPC of attorneys appointed by a
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United States Court of Appeals for the Eleventh Circuit
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Requires attorneys to operate "in accordance with the
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United States Court of Appeals for the Seventh Circuit
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for state regulators of the legal profession (such as
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United States Court of Appeals for the Second Circuit
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United States Court of Appeals for the Sixth Circuit
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United States Court of Appeals for the Armed Forces
2202:"Report to the House of Delegates: Resolution 101" 800:United States Court of Appeals for Veterans Claims 252:Multistate Professional Responsibility Examination 1191:"Rule 1.7: Conflict of Interest: Current Clients" 1104:"Text of the Model Rules of Professional Conduct" 605:tables of each state's version of each Model Rule 2710:1st Cir. R. Att'y Disciplinary Enforcement IV.B. 884:Occupational Safety and Health Review Commission 266:The 8 major categories of rules are as follows: 527:Motivated in part by this concern, in 1977 the 246:, prospective attorneys seeking admission to a 2571:Nix v. Whiteside, 475 U.S. 157, 168-70 (1986). 1729:A.B.A. Comm. on Code of Prof'l Ethics (1908). 1534:"Rule 6.1: Voluntary Pro Bono Publico Service" 367:3.8: Special Responsibilities of a Prosecutor. 1592:"Rule 8.3: Reporting Professional Misconduct" 377:Transactions with Persons Other Than Clients 353:3.3: Duty of Candor in communications with a 196: 8: 449:Maintaining the Integrity of the Profession 2127:: CS1 maint: numeric names: authors list ( 1770:"Model Code of Professional Responsibility" 1220:"Rule 1.8: Current Clients: Specific Rules" 644:Commission to further evaluate the rules. 1162:"Rule 1.6: Confidentiality of Information" 493:, then-President of the ABA (and later an 203: 189: 15: 503:Model Code of Professional Responsibility 221:ethical and professional responsibilities 2655:Vet. App. R. Admission & Prac. 4(a). 2291:"Jurisdictional Rules Comparison Charts" 723: 268: 939: 890:do as well. And attorneys representing 163: 147: 123: 98: 25: 18: 2120: 2042: 1967: 1921: 1875: 1829: 1678: 1394:"Rule 3.3: Candor Toward the Tribunal" 2454: 2452: 2450: 2420: 2418: 2091: 2089: 1800: 1798: 1796: 1763: 1761: 1759: 1757: 1701:"Model Rules of Professional Conduct" 1649: 1647: 1645: 810:United States Court of Federal Claims 7: 1249:"Rule 1.9: Duties to Former Clients" 1015: 1013: 983: 981: 979: 949: 947: 945: 943: 2825:Model Rules of Professional Conduct 591:had adopted the MRPC in some form. 1563:"Rule 7.3 Solicitation of Clients" 517:, which led to the resignation of 14: 430:Information About Legal Services 2531:from the original on 2018-11-30. 2489:"Proposed New and Amended Rules" 1034:from the original on 2018-11-30. 1020:State Bar of California (2018). 2615:from the original on 2016-05-24 2553:from the original on 2017-05-25 2543:"Rules of Professional Conduct" 2499:from the original on 2017-07-22 2470:from the original on 2017-07-24 2436:from the original on 2017-07-26 2404:from the original on 2019-03-31 2375:from the original on 2020-02-21 2338:from the original on 2020-02-21 2301:from the original on 2019-01-22 2272:from the original on 2019-03-08 2243:from the original on 2020-02-21 2214:from the original on 2020-03-29 2182:from the original on 2019-04-04 2153:from the original on 2020-03-29 2110:from the original on 2020-03-29 2075:from the original on 2019-10-06 2000:from the original on 2019-01-10 1782:from the original on 2019-01-30 1743:from the original on 2019-01-27 1731:"Canons of Professional Ethics" 1711:from the original on 2018-10-09 1631:from the original on 2018-11-06 1602:from the original on 2018-10-14 1573:from the original on 2019-05-29 1544:from the original on 2019-11-05 1515:from the original on 2018-11-06 1486:from the original on 2019-03-08 1433:from the original on 2019-07-23 1404:from the original on 2018-10-09 1375:from the original on 2019-02-11 1346:from the original on 2020-02-22 1317:from the original on 2020-02-22 1288:from the original on 2019-04-27 1259:from the original on 2019-02-02 1230:from the original on 2019-02-11 1201:from the original on 2018-10-31 1172:from the original on 2018-11-01 1143:from the original on 2018-12-02 1114:from the original on 2018-10-14 1085:from the original on 2015-04-12 1056:from the original on 2015-04-09 999:from the original on 2018-12-05 965:from the original on 2020-03-29 435:7.3: Limitations on methods of 2519:"Administrative Order S240991" 2517:Supreme Court of Cal. (2018). 1022:"Rules Cross-Reference Charts" 713:Incorporation into court rules 91:Withdrawal from representation 1: 2721:N.D. Cal. Civ. R. 11-4(a)(1). 2233:"The State Bar of California" 481:Alabama State Bar Association 2633:1st Cir. R. add. 8, R. 1(A). 2754:S.D.N.Y. Civ. R. 1.5(b)(5). 2096:Ethics 2000 Comm'n (2001). 923:Professional responsibility 880:Federal Maritime Commission 653:Supreme Court of California 618:handling of client property 603:The ABA maintains detailed 392:Law Firms and Associations 288:Client-Lawyer Relationship 20:Professional responsibility 2881: 2787:46 C.F.R. § 502.26 (2019). 2776:E.D. Va. Crim. R. 57.4(I). 2172:"Policy & Initiatives" 874:A small number of federal 2860:American bar associations 2765:E.D. Va. Civ. R. 83.1(I). 2743:D.D.C. Crim. R. 57.26(a). 2582:2d Cir. R. 46.1(e)(3)(D). 908:Admission to practice law 844:federal courts of appeals 306:attorney-client privilege 2855:American Bar Association 2798:29 C.F.R. § 2200.104(a). 2732:D.D.C. Civ. R. 83.15(a). 2699:4th Cir. R. 46(g)(1)(c). 2609:U.S. Ct. Appeals 7th Cir 2593:6th Cir. R. 46(c)(1)(A). 2365:American Bar Association 2328:American Bar Association 2065:"Ethics 2000 Commission" 1736:. pp. 568, 575–84. 1079:Nat'l Conf. B. Examiners 1075:"Preparing for the MPRE" 1050:Nat'l Conf. B. Examiners 993:American Bar Association 913:American Bar Association 529:American Bar Association 217:American Bar Association 164:Penalties for misconduct 124:Duties to the profession 2809:38 U.S.C. § 5904(a)(2). 2666:Fed. Cl. R. 83.3(b)(3). 876:administrative agencies 870:Administrative agencies 860:federal district courts 824:United States Tax Court 672:administrative agencies 633:State Bar of California 599:Variation across states 583:By the end of 2009, 49 549:Restatements of the Law 319:, and association with 293:1.1: Duty of Competence 2049:: CS1 maint: others ( 1974:: CS1 maint: others ( 1928:: CS1 maint: others ( 1882:: CS1 maint: others ( 1836:: CS1 maint: others ( 1685:: CS1 maint: others ( 1133:"Rule 1.1: Competence" 955:"The Kutak Commission" 544:American Law Institute 928:State bar association 651:On May 10, 2018, the 616:governing attorneys' 567:conflicts of interest 439:clients and business. 313:Conflicts of Interest 2840:1983 in American law 862:sit within a single 834:conflict of interest 732:Application of MRPC 589:District of Columbia 509:The Kutak Commission 491:Lewis F. Powell, Jr. 76:Effective assistance 42:conflict of interest 26:Duties to the client 1365:"Rule 2.1: Advisor" 896:claims for benefits 725: 270: 242:In almost all U.S. 177:Judicial misconduct 99:Duties to the court 2644:C.A.A.F. R. 15(a). 2266:McCabe IP Ethics L 724: 693:U.S. Supreme Court 513:The 1970s saw the 499:U.S. Supreme Court 269: 223:of members of the 2028:978-1-59031-620-7 1953:978-1-59031-620-7 1907:978-1-59031-620-7 1861:978-1-59031-620-7 1815:978-1-59031-620-7 1664:978-1-59031-620-7 1027:. pp. 8–11. 840: 839: 830:letter and spirit 515:Watergate scandal 495:Associate Justice 460: 459: 302:evidentiary rules 213: 212: 140:Report misconduct 133:legal advertising 116:adverse authority 2872: 2850:Codes of conduct 2811: 2806: 2800: 2795: 2789: 2784: 2778: 2773: 2767: 2762: 2756: 2751: 2745: 2740: 2734: 2729: 2723: 2718: 2712: 2707: 2701: 2696: 2690: 2685: 2679: 2674: 2668: 2663: 2657: 2652: 2646: 2641: 2635: 2630: 2624: 2623: 2621: 2620: 2601: 2595: 2590: 2584: 2579: 2573: 2568: 2562: 2561: 2559: 2558: 2539: 2533: 2532: 2530: 2524:. pp. 1–6. 2523: 2514: 2508: 2507: 2505: 2504: 2485: 2479: 2478: 2476: 2475: 2456: 2445: 2444: 2442: 2441: 2422: 2413: 2412: 2410: 2409: 2390: 2384: 2383: 2381: 2380: 2374: 2361: 2353: 2347: 2346: 2344: 2343: 2337: 2324: 2316: 2310: 2309: 2307: 2306: 2287: 2281: 2280: 2278: 2277: 2258: 2252: 2251: 2249: 2248: 2229: 2223: 2222: 2220: 2219: 2213: 2206: 2197: 2191: 2190: 2188: 2187: 2168: 2162: 2161: 2159: 2158: 2139: 2133: 2132: 2126: 2118: 2116: 2115: 2109: 2102: 2093: 2084: 2083: 2081: 2080: 2061: 2055: 2054: 2048: 2040: 2015: 2009: 2008: 2006: 2005: 1986: 1980: 1979: 1973: 1965: 1940: 1934: 1933: 1927: 1919: 1894: 1888: 1887: 1881: 1873: 1848: 1842: 1841: 1835: 1827: 1802: 1791: 1790: 1788: 1787: 1781: 1774: 1765: 1752: 1751: 1749: 1748: 1742: 1735: 1726: 1720: 1719: 1717: 1716: 1697: 1691: 1690: 1684: 1676: 1651: 1640: 1639: 1637: 1636: 1617: 1611: 1610: 1608: 1607: 1588: 1582: 1581: 1579: 1578: 1559: 1553: 1552: 1550: 1549: 1530: 1524: 1523: 1521: 1520: 1501: 1495: 1494: 1492: 1491: 1472: 1466: 1465: 1463: 1462: 1448: 1442: 1441: 1439: 1438: 1419: 1413: 1412: 1410: 1409: 1390: 1384: 1383: 1381: 1380: 1361: 1355: 1354: 1352: 1351: 1332: 1326: 1325: 1323: 1322: 1303: 1297: 1296: 1294: 1293: 1274: 1268: 1267: 1265: 1264: 1245: 1239: 1238: 1236: 1235: 1216: 1210: 1209: 1207: 1206: 1187: 1181: 1180: 1178: 1177: 1158: 1152: 1151: 1149: 1148: 1129: 1123: 1122: 1120: 1119: 1100: 1094: 1093: 1091: 1090: 1071: 1065: 1064: 1062: 1061: 1042: 1036: 1035: 1033: 1026: 1017: 1008: 1007: 1005: 1004: 985: 974: 973: 971: 970: 951: 726: 698:Nix v. 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Index

Professional responsibility
Confidentiality
conflict of interest
Due diligence
Competence (law)
commingling
self-dealing
Effective assistance
fee splitting
Withdrawal from representation
perjury
adverse authority
legal advertising
Report misconduct
ABA Model Rules
Disbarment
Judicial misconduct
v
t
e
American Bar Association
ethical and professional responsibilities
legal profession
United States
bar associations
jurisdictions
state bar
Multistate Professional Responsibility Examination
Confidentiality
evidentiary rules

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