198:
As well as the prison sentence and fine, Du received a five-year ban from taking high-profile posts in any listed company or dealing in any further of the type of business which resulted in his conviction. He is also expected to pay $ 0.93 million costs incurred by the
Securities and Futures
148:
case – an "unprecedented" scam a judge said undermined the integrity of the leading Asian financial centre. He was convicted on nine counts on 10 September 2009 but pleaded "not guilty to all charges. He was also convicted of involving his wife in the scam.
181:
on 10 July 2008. He was taken to appear before Garry
Tallentire, Principal Magistrate of the Eastern Magistracy, the following day, making his court debut in the process. He went on to appear in the city's
973:
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790:
186:
on 23 September 2008. The SFC froze $ 46.5 million throughout their investigation and police assistance was also provided. The trial took 38 days before drawing its conclusions. Judge
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950:
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said that "This sentence sends the strongest possible message that insider dealing is not tolerated in Hong Kong and those found guilty can expect lengthy terms of imprisonment".
165:, who wished to buy a Kazakh oil field. He purchased stock from the company in return for this, later selling it and obtaining a profit of $ 33.4 million. According to the
829:
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133:) is a Chinese businessman and financier with origins in Beijing. He was known for his role as former managing director of the Wall Street investment bank
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claimed Du was "driven by sheer greed". Taped conversations which Du had with other bankers showed him claiming to have "a lot of inside information".
1115:
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82:, one count of counselling or procuring another person to deal in the shares of a listed company prior to the announcement of an acquisition deal
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169:(SFC), Du purchased CITIC shares at least nine times in the early part of 2007. Upon discovery, he fled to China.
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223:, Morgan Stanley subsidiary hedge fund portfolio manager convicted of insider trading
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23.3 million (about US$ 3 million) for his part in Hong Kong's biggest
140:
He was sentenced for a maximum seven years in prison in
September 2009 and fined
1073:
714:
162:
529:
989:
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124:
525:"Former Morgan Stanley MD convicted of insider dealing in Hong Kong"
469:"Former investment banker arrested and charged with insider dealing"
402:"Ex-Morgan Stanley banker gets 7 years in jail for insider dealing"
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357:
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33:
Former stock broker, financial adviser, and managing director at
974:
List of banks acquired or bankrupted during the Great
Recession
808:
555:
366:
272:
498:"Du Jun's insider dealing case transferred to District Court"
840:
Dodd–Frank Wall Street Reform and
Consumer Protection Act
302:"Ex-M.Stanley HK banker gets 7 years for insider trading"
951:
National fiscal policy response to the Great
Recession
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Du was arrested upon his arrival from
Beijing at the
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Committing Hong Kong's largest and most high-profile
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903:
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438:"Ex-Morgan Stanley boss jailed for insider trading"
241:"Ex-Morgan Stanley banker jailed for 7 years in HK"
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74:
62:
50:
40:
29:
20:
1070:(Europe, Middle East and North Africa, Asia; 2009)
330:"Hong Kong banker fined $ 3m for insider trading"
921:American Recovery and Reinvestment Act of 2009
786:Office of Federal Housing Enterprise Oversight
567:
199:Commission's investigation into his actions.
8:
845:Emergency Economic Stabilization Act of 2008
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936:Fraud Enforcement and Recovery Act of 2009
875:
860:Term Asset-Backed Securities Loan Facility
805:
574:
560:
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17:
1116:Effects of the Great Recession on museums
946:Housing and Economic Recovery Act of 2008
830:China–Japan–South Korea trilateral summit
810:Government policy and spending responses
776:Government National Mortgage Association
870:2008 United Kingdom bank rescue package
232:
855:Temporary Liquidity Guarantee Program
825:Banking (Special Provisions) Act 2008
746:Federal Deposit Insurance Corporation
7:
1205:Prisoners and detainees of Hong Kong
741:Consumer Financial Protection Bureau
523:Michael Herman (10 September 2009).
436:Graeme Wearden (18 September 2009).
1210:People convicted of insider trading
1031:Collateralized mortgage obligations
408:. 18 September 2009. Archived from
334:Australian Broadcasting Corporation
269:"HK banker jailed for insider deal"
363:"HK banker guilty of insider deal"
14:
1126:2007–2008 world food price crisis
926:Chinese economic stimulus program
911:2008 European Union stimulus plan
835:Commercial Paper Funding Facility
502:Securities and Futures Commission
473:Securities and Futures Commission
167:Securities and Futures Commission
1154:List of countries by public debt
781:National Asset Management Agency
161:'s CITIC Resources, part of the
1109:2008 Central Asia energy crisis
1026:Collateralized debt obligations
179:Hong Kong International Airport
1195:Chinese white-collar criminals
916:2008–2009 Keynesian resurgence
761:Federal Housing Finance Agency
756:Federal Housing Administration
129:
120:
112:
1:
931:Economic Stimulus Act of 2008
865:Troubled Asset Relief Program
791:Office of Financial Stability
766:Federal Housing Finance Board
700:Société Générale trading loss
90:Seven years imprisonment and
850:Irish emergency budget, 2009
45:Morgan Stanley Asia Limited
35:Morgan Stanley Asia Limited
1231:
1149:2007–2008 financial crisis
1041:Mortgage-backed securities
652:Automotive industry crisis
1139:
1046:Secondary mortgage market
967:rescues, and acquisitions
965:Government interventions,
956:Zero interest-rate policy
804:
667:Housing market correction
98:
70:
1180:Hong Kong businesspeople
1175:2009 in economic history
1064:(United States; c. 2009)
796:UK Financial Investments
681:Banking losses and fraud
672:Subprime mortgage crisis
657:California budget crisis
1082:(worldwide; 2011–2012)
1021:Auction rate securities
751:Federal Home Loan Banks
771:Federal Reserve System
645:United States-specific
94:23.3 million fine
1121:Decline of newspapers
1068:2009 May Day protests
1014:and financial markets
904:Stimulus and recovery
157:Du offered advice to
1144:European debt crisis
1036:Credit default swaps
1012:Securities involved
818:stability and reform
207:Then-CEO of the SFC
1200:Hong Kong criminals
1185:Hong Kong investors
1104:2000s energy crisis
816:Banking and finance
734:Government entities
369:. 10 September 2009
336:. 18 September 2009
310:. 18 September 2009
275:. 18 September 2009
249:. 18 September 2009
246:The Washington Post
117:traditional Chinese
1086:Occupy Wall Street
1062:Tea Party protests
720:Scott W. Rothstein
504:. 5 September 2008
412:on 2 November 2012
406:Xinhua News Agency
109:simplified Chinese
1162:
1161:
1131:Retail apocalypse
1076:(MENA; 2010–2012)
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1006:
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1002:
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879:Bank stress tests
537:on 10 August 2011
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1055:Social responses
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533:. Archived from
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173:Arrest and trial
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1080:Occupy movement
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583:Great Recession
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209:Martin Wheatley
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146:insider trading
137:in Hong Kong.
80:insider dealing
78:Nine counts of
75:Criminal charge
63:Criminal status
56:insider trading
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1097:Related topics
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995:General Motors
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941:Green New Deal
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725:Allen Stanford
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475:. 11 July 2008
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135:Morgan Stanley
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51:Known for
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710:Bernie Madoff
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705:Forex scandal
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688:Libor scandal
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612:South America
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30:Occupation(s)
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541:18 September
539:. Retrieved
535:the original
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508:18 September
506:. Retrieved
479:18 September
477:. Retrieved
450:18 September
448:. Retrieved
443:The Guardian
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416:18 September
414:. Retrieved
410:the original
373:18 September
371:. Retrieved
340:18 September
338:. Retrieved
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314:18 September
312:. Retrieved
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279:18 September
277:. Retrieved
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253:18 September
251:. Retrieved
244:
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221:Chip Skowron
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1074:Arab Spring
983:Non-banking
715:Tom Petters
188:Andrew Chan
163:CITIC Group
1169:Categories
228:References
194:Conviction
1190:Perjurers
693:Tom Hayes
590:By region
530:The Times
990:Chrysler
602:Americas
446:. London
215:See also
203:Reaction
41:Employer
636:Oceania
629:Iceland
307:Reuters
87:Penalty
624:Europe
597:Africa
153:Career
130:DĂą JĹ«n
127::
125:pinyin
119::
111::
105:Du Jun
66:Jailed
22:Du Jun
159:China
891:U.S.
619:Asia
543:2009
510:2009
481:2009
452:2009
418:2009
375:2009
342:2009
316:2009
281:2009
255:2009
58:case
367:BBC
273:BBC
1171::
886:EU
527:.
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142:$
123:;
121:杜軍
115:;
113:杜军
92:$
24:杜军
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107:(
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