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Any investment company registered under the
Investment Company Act, acting for its own account or for the accounts of other QIBs, that is part of a family of investment companies which own in the aggregate at least $ 100 million in securities of issuers, other than issuers that are affiliated with
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Any bank or any savings and loan association or other institution, acting for its own account or the accounts of other QIBs, that in the aggregate owns and invests on a discretionary basis at least $ 100 million in securities of issuers that are not affiliated with it and that has an audited net
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requires an institution to manage at least $ 100 million in securities from issuers not affiliated with the institution to be considered a QIB. If the institution is a bank or savings and loans thrift they must have a net worth of at least $ 25 million. If the institution is a registered dealer
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A trust fund whose trustee is a bank or trust company and whose participants are exclusively plans established for the benefit of state employees or employee benefit plans, except trust funds that include as participants individual retirement accounts or H.R. 10
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that is deemed financially sophisticated and is legally recognized by securities market regulators to need less protection from issuers than most public investors. Typically, the qualifications for this designation are based on an investor's total
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Any of the following entities, acting for its own account or the accounts of other QIBs, that in the aggregate owns and invests on a discretionary basis at least $ 100 million in securities of issuers that are not affiliated with the
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Any registered dealer, acting for its own account or the accounts of other QIBs, that in the aggregate owns and invests on a discretionary basis at least $ 10 million of securities of issuers that are not affiliated with the
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in the case of a US bank or savings and loan association, and not more than 18 months preceding the date of sale for a foreign bank or savings and loan association or equivalent institution.
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acting for its own account it must in the aggregate own and invest on a discretionary basis at least $ 10 million of securities of issuers not affiliated with the dealer.
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A 501(c)(3) charitable organization, corporation (other than a bank or a savings and loan association), partnership, or
Massachusetts or similar business trust; and
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worth of at least $ 25 million as demonstrated in its latest annual financial statements, as of a date not more than 16 months preceding the date of sale under
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A plan established and maintained by a state, its political subdivisions, or state agency, for the benefit of its employees
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are made available only to qualified institutional buyers to limit regulatory restrictions and public filing requirements.
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Any entity, all of the equity owners of which are QIBs, acting for its own account or the accounts of other QIBs.
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A Small
Business Investment Company licensed by the US Small Business Administration under the
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76:(SEC) requires that an entity meet one of the following requirements to qualify as a QIB:
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the investment company or are part of such family of investment companies.
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and specific legal conditions in the country where the fund is located.
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A business development company as defined in section 202(a)(22) of the
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35:), in United States law and finance, is a purchaser of
108:Employee Retirement Income Security Act of 1974
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126:An investment adviser registered under the
106:An employee benefit plan falling under the
91:An investment company registered under the
224:PLC - Qualified Institutional Buyer (QIB)
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205:U.S. Securities and Exchange Commission
74:U.S. Securities and Exchange Commission
99:Small Business Investment Act of 1958
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141:Any registered dealer acting in a
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128:Investment Advisers Act of 1940
118:Investment Advisers Act of 1940
195:Investment Company Act of 1940
93:Investment Company Act of 1940
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147:qualified institutional buyer
29:qualified institutional buyer
18:Qualified Institutional Buyer
145:transaction on behalf of a
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42:assets under management
200:Securities Act of 1933
242:Financial regulation
88:An insurance company
175:Accredited investor
143:riskless principal
54:private placements
180:Private placement
16:(Redirected from
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68:Requirements
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211:References
37:securities
185:Rule 144A
162:Rule 144A
46:Rule 144A
236:Category
169:See also
52:Certain
138:dealer.
81:entity:
58:stocks
190:Reg D
113:plans
62:bonds
72:The
60:and
56:of
33:QIB
238::
27:A
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31:(
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