33:
279:
112:
The
Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination. Applicants must attain scores of 72% in order to pass. Credit is only given for correct answers. Of the 65 questions on the exam, 60 will count
120:(with the amendments adopted by NASAA and rules prohibiting dishonest and unethical business practices). The examination is intended to provide a basis for state securities administrators to determine an applicant's knowledge and understanding of state law and regulations.
109:(FINRA). The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration.
113:
toward the final score. The remaining 5 questions are being pre-tested for possible inclusion in the operational question bank; these questions may appear anywhere in the exam and are not identified.
102:
62:
349:
344:
246:
106:
235:
339:
354:
320:
84:
225:
45:
55:
49:
41:
66:
313:
252:
117:
264:
306:
290:
116:
The examination covers the principles of state securities regulation reflected in the
333:
230:
17:
286:
241:
196:
State & Federal
Securities Acts and related rules & regulations
278:
26:
101:, commonly referred to as the Series 63, is developed by
294:
103:
North
American Securities Administrators Association
54:but its sources remain unclear because it lacks
170:Administrative Provisions & Other Remedies
207:Ethical practices & fiduciary obligations
99:Uniform Securities Agent State Law Examination
314:
8:
321:
307:
85:Learn how and when to remove this message
181:
122:
350:Standardized tests in the United States
247:Financial Industry Regulatory Authority
107:Financial Industry Regulatory Authority
236:General Securities Representative Exam
345:Professional certification in finance
7:
275:
273:
105:(NASAA) and is administered by the
293:. You can help Knowledge (XXG) by
25:
277:
31:
226:List of Securities Examinations
1:
340:United States securities law
355:Economics and finance stubs
371:
272:
137:Registration of Persons
40:This article includes a
69:more precise citations.
289:-related article is a
253:Uniform Securities Act
118:Uniform Securities Act
159:Business Practice
42:list of references
302:
301:
217:
216:
180:
179:
95:
94:
87:
16:(Redirected from
362:
323:
316:
309:
281:
274:
182:
123:
90:
83:
79:
76:
70:
65:this article by
56:inline citations
35:
34:
27:
21:
370:
369:
365:
364:
363:
361:
360:
359:
330:
329:
328:
327:
270:
265:NASAA Series 63
261:
222:
188:# of Questions
185:Test Breakdown
129:# of Questions
126:Test Breakdown
91:
80:
74:
71:
60:
46:related reading
36:
32:
23:
22:
15:
12:
11:
5:
368:
366:
358:
357:
352:
347:
342:
332:
331:
326:
325:
318:
311:
303:
300:
299:
282:
268:
267:
260:
259:External links
257:
256:
255:
250:
244:
239:
233:
228:
221:
218:
215:
214:
211:
208:
204:
203:
200:
197:
193:
192:
189:
186:
178:
177:
174:
171:
167:
166:
163:
160:
156:
155:
152:
149:
145:
144:
141:
138:
134:
133:
130:
127:
93:
92:
50:external links
39:
37:
30:
24:
18:Series 63 exam
14:
13:
10:
9:
6:
4:
3:
2:
367:
356:
353:
351:
348:
346:
343:
341:
338:
337:
335:
324:
319:
317:
312:
310:
305:
304:
298:
296:
292:
288:
283:
280:
276:
271:
266:
263:
262:
258:
254:
251:
248:
245:
243:
240:
237:
234:
232:
229:
227:
224:
223:
219:
212:
209:
206:
205:
201:
198:
195:
194:
190:
187:
184:
183:
175:
172:
169:
168:
164:
161:
158:
157:
153:
150:
147:
146:
142:
139:
136:
135:
131:
128:
125:
124:
121:
119:
114:
110:
108:
104:
100:
89:
86:
78:
68:
64:
58:
57:
51:
47:
43:
38:
29:
28:
19:
295:expanding it
284:
269:
115:
111:
98:
96:
81:
72:
61:Please help
53:
148:Securities
67:introducing
334:Categories
238:(Series 7)
191:% of Exam
132:% of Exam
287:economics
242:Series 65
75:June 2009
231:Series 6
220:See also
249:(FINRA)
63:improve
285:This
48:, or
291:stub
213:40%
202:60%
176:10%
165:40%
154:10%
143:40%
97:The
210:24
199:36
162:24
140:24
336::
173:6
151:6
52:,
44:,
322:e
315:t
308:v
297:.
88:)
82:(
77:)
73:(
59:.
20:)
Text is available under the Creative Commons Attribution-ShareAlike License. Additional terms may apply.
