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Protocol (science)

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109:, the protocol is carefully designed to safeguard the health of the participants as well as answer specific research questions. A protocol describes what types of people may participate in the trial; the schedule of tests, procedures, medications, and dosages; and the length of the study. While in a clinical trial, participants following a protocol are seen regularly by research staff to monitor their health and to determine the safety and effectiveness of their treatment. Since 1996, clinical trials conducted are widely expected to conform to and report the information called for in the 98:(SOP) governing general practices required by the laboratory. A protocol may also reference applicable laws and regulations that are applicable to the procedures described. Formal protocols typically require approval by one or more individuals—including for example a laboratory directory, study director, and/or independent ethics committee—before they are implemented for general use. Clearly defined protocols are also required by research funded by the 58:. In addition to detailed procedures, equipment, and instruments, protocols will also contain study objectives, reasoning for experimental design, reasoning for chosen sample sizes, safety precautions, and how results were calculated and reported, including statistical analysis and any rules for predefining and documenting excluded data to avoid bias. 134:: Procedural information may include not only safety procedures but also procedures for avoiding contamination, calibration of equipment, equipment testing, documentation, and all other relevant issues. These procedural protocols can be used by skeptics to invalidate any claimed results if flaws are found. 140:: Equipment testing and documentation includes all necessary specifications, calibrations, operating ranges, etc. Environmental factors such as temperature, humidity, barometric pressure, and other factors can often have effects on results. Documenting these factors should be a part of any good procedure. 124:: Safety precautions are a valuable addition to a protocol, and can range from requiring goggles to provisions for containment of microbes, environmental hazards, toxic substances, and volatile solvents. Procedural contingencies in the event of an accident may be included in a protocol or in a referenced 231:
An experimenter may have latitude defining procedures for blinding and controls but may be required to justify those choices if the results are published or submitted to a regulatory agency. When it is known during the experiment which data was negative there are often reasons to rationalize why that
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A protocol may require blinding to avoid bias. A blind can be imposed on any participant of an experiment, including subjects, researchers, technicians, data analysts, and evaluators. In some cases, while blinding would be useful, it is impossible or unethical. A good clinical protocol ensures that
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Various fields of science, such as environmental science and clinical research, require the coordinated, standardized work of many participants. Additionally, any associated laboratory testing and experiment must be done in a way that is both ethically sound and results can be replicated by others
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if they deduce or otherwise obtain information that has been masked to them. Unblinding that occurs before the conclusion of a study is a source of experimental error, as the bias that was eliminated by blinding is re-introduced. Unblinding is common in blind experiments, and must be measured and
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Finally, in the field of social science, a protocol may also refer to a "descriptive record" of observed events or a "sequence of behavior" of one or more organisms, recorded during or immediately after an activity (e.g., how an infant reacts to certain stimuli or how gorillas behave in natural
146:: A protocol may specify reporting requirements. Reporting requirements would include all elements of the experiments design and protocols and any environmental factors or mechanical limitations that might affect the validity of the results. 152:: Protocols for methods that produce numerical results generally include detailed formulas for calculation of results. A formula may also be included for preparation of reagents and other solutions required for the work. Methods of 113:
Statement, which provides a framework for designing and reporting protocols. Though tailored to health and medicine, ideas in the CONSORT statement are broadly applicable to other fields where experimental research is used.
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Best practice recommends publishing the protocol of the review before initiating it to reduce the risk of unplanned research duplication and to enable transparency, and consistency between methodology and protocol.
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habitat) to better identify "consistent patterns and cause-effect relationships." These protocols may take the form of hand-written journals or electronically documented media, including video and audio capture.
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of results by others in the same laboratory or by other laboratories. Additionally, and by extension, protocols have the advantage of facilitating the assessment of experimental results through
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Bello, Segun; Moustgaard, Helene; Hróbjartsson, Asbjørn (October 2014). "The risk of unblinding was infrequently and incompletely reported in 300 randomized clinical trial publications".
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using the same methods and equipment. As such, rigorous and vetted testing and experimental protocols are required. In fact, such predefined protocols are an essential component of
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used is representative. For instance political polls are best when restricted to likely voters and this is one of the reasons why web polls cannot be considered scientific. The
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is another important concept and can lead to biased data simply due to an unlikely event. A sample size of 10, i.e., polling 10 people, will seldom give valid polling results.
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PRISMA-P Group; Moher, David; Shamseer, Larissa; Clarke, Mike; Ghersi, Davina; Liberati, Alessandro; Petticrew, Mark; Shekelle, Paul; Stewart, Lesley A (1 January 2015).
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is common to all measurements. These errors can be absolute errors from limitations of the equipment or propagation errors from approximate numbers used in calculations.
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Similarly, a protocol may refer to the procedural methods of health organizations, commercial laboratories, manufacturing plants, etc. to ensure their activities (e.g.,
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is the most common and sometimes the hardest bias to quantify. Statisticians often go to great lengths to ensure that the
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NCCIH requires that study investigators submit a final protocol document for all funded clinical projects.
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recommend that all studies assess and report unblinding. In practice, very few studies assess unblinding.
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gears at a facility) are consistent to a specific standard, encouraging safe use and accurate results.
301: 292: 321: 282: 171: 163: 94:(GCP) regulations. Protocols written for use by a specific laboratory may incorporate or reference 756: 341: 336: 179: 1088: 1054: 1046: 1006: 970: 931: 913: 872: 664: 627: 593: 587: 559: 457: 451: 423: 384: 277: 267: 691:
UNDP/World Bank/WHO Special Programme for Research and Training in Tropical Diseases (2001).
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Ethics and Experiments: Problems and Solutions for Social Scientists and Policy Professionals
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data shouldn't be included. Positive data are rarely rationalized the same way.
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blinding is as effective as possible within ethical and practical constrains.
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National center for Complementary and Integrative Health (24 July 2018).
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Design and Analysis of Experiments: Introduction to Experimental Design
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often require the blinding of patients and researchers as well as a
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Procedural method for the design and implementation of an experiment
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are concepts used to quantify the likely relevance of a given
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Holman, L.; Head, M.L.; Lanfear, R.; Jennions, M.D. (2015).
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Consumer Behaviour: Perspectives, Findings and Explanations
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Metatheory in Social Science: Pluralisms and Subjectivities
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During the course of an experiment, a participant becomes
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Principles of Experimental Design for the Life Sciences
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may be included to guide interpretation of the data.
834: 832: 702:. World Health Organization. pp. 16–18, 29–33 558:. Educational Technology Publications. p. 3. 383:. Vol. 1. John Wiley & Sons. p. 11. 69:at a calibration laboratory, and manufacturing of 725: 723: 721: 719: 717: 1005:, Treasure Island (FL): StatPearls Publishing, 626:. University of Chicago Press. pp. 61–62. 693:"Chapter 2: Good Laboratory Practice Training" 499:National Research Council Canada (June 2003). 8: 686: 684: 682: 680: 997:David, Sharoon; Khandhar, Paras B. (2021), 477:American Society for Microbiology (2016). 925: 907: 866: 856: 700:Handbook: Good laboratory practice (GLP) 377:Hinkelmann, K.; Kempthorne, O. (1994). 369: 46:in the design and implementation of an 523:"Automotive Protocols & Standards" 663:. Palgrave Macmillan. pp. 71–2. 7: 317:Royal Commission on Animal Magnetism 730:World Health Organization (2005). 25: 787:"NCCIH Clinical Research Toolbox" 589:Dictionary of the Social Sciences 1031:Journal of Clinical Epidemiology 959:Encyclopedia of Research Design 1043:10.1016/j.jclinepi.2014.05.007 117:Protocols will often address: 42:is most commonly a predefined 1: 422:. CRC Press. pp. 12–13. 100:National Institutes of Health 96:standard operating procedures 81:Experiment and study protocol 67:certified reference materials 858:10.1371/journal.pbio.1002190 456:. Routledge. p. PT382. 949:Salkind, N.J., ed. (2010). 312:Randomized controlled trial 150:calculations and statistics 1110: 967:10.4135/9781412961288.n471 657:O'Shaughnessy, J. (2012). 65:at a hospital, testing of 552:Thiagarajan, S. (1980). 88:Good Laboratory Practice 288:Paradigm (experimental) 243:Adaptive clinical trial 586:Reading, H.F. (1996). 521:Nash, T. (July 2005). 479:"Laboratory Protocols" 450:Desposato, S. (2015). 347:Statistical population 92:Good Clinical Practice 1079:Design of experiments 909:10.1186/2046-4053-4-1 737:. WHO. pp. 27–34 416:Selwyn, M.R. (1996). 253:Design of experiments 248:Blocking (statistics) 999:"Double-Blind Study" 951:"Triple-Blind Study" 620:Fiske, D.W. (1986). 302:Nucleic acid methods 293:Propagation of error 226:Reporting guidelines 154:statistical analysis 322:Sample (statistics) 283:Observational error 164:Approximation error 955:Trible-Blind Study 896:Systematic Reviews 342:Standard deviation 337:Scientific control 180:Standard deviation 1094:Scientific method 1037:(10): 1059–1069. 555:Protocol Packages 278:Medical guideline 268:Estimation theory 211:Blinded protocols 44:procedural method 18:Clinical protocol 16:(Redirected from 1101: 1063: 1062: 1026: 1020: 1019: 1018: 1017: 994: 988: 987: 985: 983: 946: 940: 939: 929: 911: 887: 881: 880: 870: 860: 836: 827: 826: 824: 822: 808: 802: 801: 796: 794: 782: 776: 775: 773: 771: 761: 753: 747: 746: 744: 742: 736: 727: 712: 711: 709: 707: 697: 688: 675: 674: 654: 645: 644: 642: 640: 617: 611: 610: 608: 606: 583: 577: 576: 574: 572: 549: 538: 537: 535: 533: 518: 512: 511: 509: 507: 496: 490: 489: 487: 485: 474: 468: 467: 447: 441: 440: 438: 436: 413: 402: 401: 399: 397: 374: 357:Systematic error 21: 1109: 1108: 1104: 1103: 1102: 1100: 1099: 1098: 1069: 1068: 1067: 1066: 1028: 1027: 1023: 1015: 1013: 996: 995: 991: 981: 979: 977: 948: 947: 943: 889: 888: 884: 851:(7): e1002190. 838: 837: 830: 820: 818: 810: 809: 805: 792: 790: 784: 783: 779: 769: 767: 759: 755: 754: 750: 740: 738: 734: 729: 728: 715: 705: 703: 695: 690: 689: 678: 671: 656: 655: 648: 638: 636: 634: 619: 618: 614: 604: 602: 600: 585: 584: 580: 570: 568: 566: 551: 550: 541: 531: 529: 520: 519: 515: 505: 503: 498: 497: 493: 483: 481: 476: 475: 471: 464: 449: 448: 444: 434: 432: 430: 415: 414: 405: 395: 393: 391: 376: 375: 371: 366: 361: 352:Survey sampling 298:Protein methods 273:Margin of error 238: 213: 83: 28: 23: 22: 15: 12: 11: 5: 1107: 1105: 1097: 1096: 1091: 1086: 1081: 1071: 1070: 1065: 1064: 1021: 989: 975: 941: 882: 828: 803: 777: 748: 713: 676: 669: 646: 632: 612: 598: 578: 564: 539: 513: 491: 469: 462: 442: 428: 403: 389: 368: 367: 365: 362: 360: 359: 354: 349: 344: 339: 334: 332:Sampling error 329: 324: 319: 314: 309: 304: 295: 290: 285: 280: 275: 270: 265: 260: 255: 250: 245: 239: 237: 234: 212: 209: 204: 203: 192:placebo effect 157: 147: 141: 138:equipment used 135: 129: 107:clinical trial 82: 79: 36:social science 26: 24: 14: 13: 10: 9: 6: 4: 3: 2: 1106: 1095: 1092: 1090: 1087: 1085: 1084:Good practice 1082: 1080: 1077: 1076: 1074: 1060: 1056: 1052: 1048: 1044: 1040: 1036: 1032: 1025: 1022: 1012: 1008: 1004: 1000: 993: 990: 978: 976:9781412961271 972: 968: 964: 960: 956: 952: 945: 942: 937: 933: 928: 923: 919: 915: 910: 905: 901: 897: 893: 886: 883: 878: 874: 869: 864: 859: 854: 850: 846: 842: 835: 833: 829: 817: 813: 807: 804: 800: 788: 781: 778: 765: 758: 752: 749: 733: 726: 724: 722: 720: 718: 714: 701: 694: 687: 685: 683: 681: 677: 672: 670:9781137003768 666: 662: 661: 653: 651: 647: 635: 629: 625: 624: 616: 613: 601: 595: 591: 590: 582: 579: 567: 561: 557: 556: 548: 546: 544: 540: 528: 524: 517: 514: 502: 495: 492: 480: 473: 470: 465: 463:9781317438663 459: 455: 454: 446: 443: 431: 425: 421: 420: 412: 410: 408: 404: 392: 386: 382: 381: 373: 370: 363: 358: 355: 353: 350: 348: 345: 343: 340: 338: 335: 333: 330: 328: 325: 323: 320: 318: 315: 313: 310: 308: 305: 303: 299: 296: 294: 291: 289: 286: 284: 281: 279: 276: 274: 271: 269: 266: 264: 261: 259: 256: 254: 251: 249: 246: 244: 241: 240: 235: 233: 229: 227: 222: 217: 210: 208: 201: 200:control group 197: 196:observer bias 193: 189: 185: 181: 177: 173: 169: 165: 161: 158: 155: 151: 148: 145: 142: 139: 136: 133: 130: 127: 123: 120: 119: 118: 115: 112: 108: 103: 101: 97: 93: 89: 80: 78: 74: 72: 68: 64: 63:blood testing 59: 57: 53: 49: 45: 41: 37: 33: 19: 1034: 1030: 1024: 1014:, retrieved 1002: 992: 980:. 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NIH 760:(PDF) 735:(PDF) 696:(PDF) 527:Motor 105:In a 1055:PMID 1047:ISSN 1007:PMID 984:2019 971:ISBN 932:PMID 914:ISSN 873:PMID 823:2019 795:2019 772:2023 743:2023 708:2023 665:ISBN 641:2019 628:ISBN 607:2019 594:ISBN 573:2019 560:ISBN 534:2019 508:2019 486:2019 458:ISBN 437:2019 424:ISBN 398:2019 385:ISBN 300:and 194:and 182:and 160:bias 34:and 1039:doi 963:doi 922:PMC 904:doi 863:PMC 853:doi 126:SOP 30:In 1075:: 1053:. 1045:. 1035:67 1033:. 1001:, 969:. 957:. 953:. 930:. 920:. 912:. 898:. 894:. 871:. 861:. 849:13 847:. 843:. 831:^ 814:. 797:. 762:. 716:^ 698:. 679:^ 649:^ 542:^ 525:. 406:^ 102:. 1061:. 1041:: 986:. 965:: 938:. 906:: 900:4 879:. 855:: 825:. 774:. 745:. 710:. 673:. 643:. 609:. 575:. 536:. 510:. 488:. 466:. 439:. 400:. 202:. 128:. 20:)

Index

Clinical protocol
natural
social science
procedural method
experiment
replication
peer review
blood testing
certified reference materials
transmission
Good Laboratory Practice
Good Clinical Practice
standard operating procedures
National Institutes of Health
clinical trial
CONSORT
SOP
statistical analysis
Approximation error
Sample bias
sample
sample size
Standard deviation
variance
sample size
placebo effect
observer bias
control group
unblinded
Reporting guidelines

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