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159:(SRO). The cost of the exam is $ 40. Individuals are allowed 90 minutes to complete 50 multiple choice questions. The passing score is 70%, and those who fail this exam must wait thirty days before taking it again. In order to be registered with the Series 6, an individual must also pass the Securities Industry Essentials Exam (The SIE Exam).
51:
353:
348:
162:
The table below lists the allocation of exam questions for each main job function of an investment company and variable contracts products representative.
260:
247:
152:
343:
358:
201:– Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records
324:
155:(FINRA, previously known as the NASD). In order to take the exam, an individual must be sponsored by a member firm of either FINRA or a
237:
73:
227:
156:
141:
34:
44:
38:
30:
212:– Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions
55:
122:
317:
117:
190:– Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives
310:
294:
145:
137:
111:
242:
337:
232:
129:
106:
99:
179:– Seeks Business for the Broker-dealer from Customers and Potential Customers
290:
264:
282:
88:
investment company products/variable life contracts representative exam
270:
133:
95:
15:
298:
43:but its sources remain unclear because it lacks
318:
8:
132:since Series 6 license holders cannot sell
94:. Individuals passing this multiple choice
325:
311:
128:A Series 6 registered individual is not a
74:Learn how and when to remove this message
354:Standardized tests in the United States
261:Financial Industry Regulatory Authority
248:Financial Industry Regulatory Authority
153:Financial Industry Regulatory Authority
273:(via FINRA's series 6 content outline)
98:are licensed to sell a limited set of
349:Professional certification in finance
265:http://www.finra.org/industry/series6
7:
279:
277:
297:. You can help Knowledge (XXG) by
14:
151:This exam is administered by the
90:, is commonly referred to as the
281:
20:
271:http://www.series6examtutor.com
228:List of securities examinations
1:
142:direct participation programs
344:United States securities law
157:self-regulatory organization
114:on the initial offering only
359:Economics and finance stubs
375:
276:
86:In the United States, the
170:
167:
29:This article includes a
58:more precise citations.
293:-related article is a
118:Unit investment trusts
171:Number of Questions
138:corporate securities
123:Variable Annuities
31:list of references
306:
305:
219:
218:
84:
83:
76:
366:
327:
320:
313:
285:
278:
165:
164:
112:Closed-end funds
79:
72:
68:
65:
59:
54:this article by
45:inline citations
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16:
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257:
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80:
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35:related reading
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286:
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243:Series 63 exam
240:
238:Series 24 exam
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39:external links
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233:Series 7 exam
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168:Job Functions
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135:
131:
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92:Series 6 exam
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64:December 2012
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18:
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299:expanding it
288:
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150:
127:
107:Mutual funds
91:
87:
85:
70:
61:
50:Please help
42:
177:Function 1
144:(DPPs), or
130:stockbroker
56:introducing
338:Categories
210:Function 4
199:Function 3
188:Function 2
148:products.
102:products:
100:securities
291:economics
222:See also
136:, other
255:Sources
250:(FINRA)
52:improve
146:option
289:This
134:stock
37:, or
295:stub
96:exam
204:25
182:12
340::
215:5
193:8
140:,
41:,
33:,
326:e
319:t
312:v
301:.
267:)
263:(
77:)
71:(
66:)
62:(
48:.
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