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Typically an 8-K filing will only have two major parts: the name and description of the event and any exhibits that are relevant. The name and description of the event contains all the information that the company considers relevant to shareholders and the SEC. It is important to read this
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information, as it has been deemed "material" by the company. Any exhibits that are relevant may include financial statements, press releases, data tables, or other information that is referenced in the description of the event.
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Investors should always read any 8-K filings that are made by companies in which they are invested. These reports are often material to the company, and frequently contain information that will affect the
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Other Events (The registrant can use this Item to report events that are not specifically called for by Form 8-K, that the registrant considers to be of importance to security holders.)
31:
42:, a public company generally must file a Current Report on Form 8-K within four business days to provide an update to previously filed quarterly reports on
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Departure of
Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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Prior to August 23, 2004, 8-K items were filed under different item numbers. Those historical items are displayed in the table below.
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Triggering Events That
Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
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signing, amending or terminating material definitive agreements not made in the ordinary course of business, bankruptcies or
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is a very broad form used to notify investors in United States public companies of specified events that may be important to
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results of operations and financial condition, creating certain financial obligations, such as incurrence of material debt
268:
Creation of a Direct
Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
348:
Non-Reliance on
Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
813:
308:
Notice of
Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
34:. This is one of the most common types of forms filed with the SEC. After a significant event like
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136:
710:
648:
105:
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775:"Final Rule: Additional Form 8-K Disclosure Requirements and Acceleration of Filing Date"
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Amendment to
Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
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Form 8-K is used to notify investors of a current event. These types of events include:
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Academic researchers make this report metadata available as structured datasets in the
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807:
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triggering events that accelerate material obligations (such as defaults on a loan)
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determinations that previously issued financial statements cannot be relied upon
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774:
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651:, which contains links to all rules and SEC guidance applicable to the form.
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47:
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Temporary
Suspension of Trading Under Registrant's Employee Benefit Plans
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Temporary
Suspension of Trading Under Registrant's Employee Benefit Plans
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Amendments to
Articles of Incorporation or Bylaws; Change in Fiscal Year
643:
For a list of events that would trigger a Form 8-K to be filed, see the
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108:
from a securities exchange or failing to satisfy listing requirements
96:
99:, shutting down a plant, or material change in services or outlets)
112:
760:
This article incorporates text from this source, which is in the
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Mine Safety - Reporting of
Shutdowns and Patterns of Violations
39:
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amendments to certificate/articles of incorporation or bylaws
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disclosures applicable to issuers of asset-backed securities
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mine shutdowns or violations of mine health and safety laws
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Matters Related to Accountants and Financial Statements
452:
Change in Credit Enhancement or Other External Support
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Submission of Matters to a Vote of Security Holders
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Material Modification to Rights of Security Holders
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consummation of a material asset acquisition or sale
252:Completion of Acquisition or Disposition of Assets
284:Costs Associated with Exit or Disposal Activities
195:The 8-K items are defined in the following table.
163:disclosures necessary to comply with Regulation FD
169:certain financial statements and other exhibits.
32:United States Securities and Exchange Commission
220:Termination of a Material Definitive Agreement
148:trading suspension under employee benefit plans
624:Results of Operations and Financial Condition
608:Amendments to the Registrant's Code of Ethics
560:Changes in Registrant's Certifying Accountant
340:Changes in Registrant's Certifying Accountant
260:Results of Operations and Financial Condition
95:costs associated with exit or disposal plans (
436:ABS Informational and Computational Material
8:
212:Entry into a Material Definitive Agreement
133:senior officer appointments and departures
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460:Failure to Make a Required Distribution
316:Unregistered Sales of Equity Securities
197:
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151:amendments or waivers of code of ethics
576:Resignation of Registrant's Directors
50:. Form 8-K is required to be filed by
544:Acquisition or Disposition of Assets
204:Registrant's Business and Operations
7:
356:Corporate Governance and Management
663:"Layline corporate filings dataset"
468:Securities Act Updating Disclosure
118:modifications to shareholder rights
584:Financial Statements and Exhibits
516:Financial Statements and Exhibits
508:Financial Statements and Exhibits
14:
711:"The Ultimate Annotated Form 8-K"
536:Changes in Control of Registrant
420:Shareholder Director Nominations
364:Changes in Control of Registrant
755:
709:Lopez, Erik (October 3, 2015).
404:Change in Shell Company Status
300:Securities and Trading Markets
154:changes in shell company status
56:Securities Exchange Act of 1934
444:Change of Servicer or Trustee
1:
661:Balogh, Attila (3 May 2024).
645:Official SEC Form 8-K Summary
54:with the SEC pursuant to the
157:results of shareholder votes
552:Bankruptcy or Receivership
228:Bankruptcy or Receivership
830:
647:, briefly below, and this
115:sales (private placements)
15:
600:Regulation FD Disclosure
484:Regulation FD Disclosure
69:When Form 8-K is required
46:and/or Annual Reports on
649:fully annotated Form 8-K
523:Historical Form 8K items
428:Asset-Backed Securities
139:elections and departures
715:The M&A Lawyer Blog
592:Change in Fiscal Year
244:Financial Information
145:changes in fiscal year
292:Material Impairments
166:other material events
102:material impairments
16:For other uses, see
696:"Layline Dataverse"
18:8K (disambiguation)
717:. Jasso Lopez PLLC
675:10.7910/DVN/WACGV5
38:or departure of a
667:Harvard Dataverse
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130:change in control
63:Harvard Dataverse
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778:. Retrieved
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28:shareholders
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814:SEC filings
176:share price
123:accountants
780:24 January
737:"Form 8-K"
721:October 5,
631:References
513:Item 9.01
505:Section 9
497:Item 8.01
489:Section 8
481:Item 7.01
473:Section 7
465:Item 6.05
457:Item 6.04
449:Item 6.03
441:Item 6.02
433:Item 6.01
425:Section 6
417:Item 5.08
409:Item 5.07
401:Item 5.06
393:Item 5.05
385:Item 5.04
377:Item 5.03
369:Item 5.02
361:Item 5.01
353:Section 5
345:Item 4.02
337:Item 4.01
329:Section 4
321:Item 3.03
313:Item 3.02
305:Item 3.01
297:Section 3
289:Item 2.06
281:Item 2.05
273:Item 2.04
265:Item 2.03
257:Item 2.02
249:Item 2.01
241:Section 2
233:Item 1.04
225:Item 1.03
217:Item 1.02
209:Item 1.01
201:Section 1
121:change in
36:bankruptcy
106:delisting
48:Form 10-K
44:Form 10-Q
808:Category
799:Form 8-K
744:Form 8-K
621:Item 12
613:Item 11
605:Item 10
137:director
24:Form 8-K
597:Item 9
589:Item 8
581:Item 7
573:Item 6
565:Item 5
557:Item 4
549:Item 3
541:Item 2
533:Item 1
97:layoffs
30:or the
749:8 July
113:equity
740:(PDF)
680:3 May
782:2020
751:2024
723:2015
682:2024
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671:doi
40:CEO
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